Regulatory disclosures

UK entity — First Boston Capital Limited

First Boston Capital Limited is authorised and regulated by the Financial Conduct Authority [FCA Firm Reference Number: XXXXXX]. We are registered in England and Wales with company number [XXXXXX]. Our registered office is 1st Floor, 73-81 Southwark Bridge Road, London SE1 0NQ.

Client categorisation

We provide services to Professional Clients and Eligible Counterparties only, as defined under the FCA Conduct of Business Sourcebook (COBS). We do not provide services to Retail Clients.

DIFC entity — First Boston Capital (DIFC) Limited

First Boston Capital (DIFC) Limited is regulated by the Dubai Financial Services Authority (DFSA) as a Category 4 authorised firm [DFSA Firm Reference Number: XXXXXX]. Our DIFC office is located at [DIFC office address], Dubai International Financial Centre, Dubai, UAE.

Permitted financial services (DIFC)

Arranging deals in investments; arranging credit facilities; advising on financial products.

DFSA Category 4 — important notice

As a DFSA Category 4 authorised firm, First Boston Capital (DIFC) Limited is not permitted to hold or control client money or client assets. We do not provide custody services, dealing on principal, or discretionary portfolio management.

Client categorisation

We provide services to Professional Clients only, as defined in the DFSA Conduct of Business (COB) Module. Persons who do not qualify as Professional Clients under the DFSA COB rules should not rely on the content of this website.

Financial promotions

The content of this website is intended for Professional Clients and Eligible Counterparties only and constitutes a financial promotion under section 21 of the UK Financial Services and Markets Act 2000 (where addressed to UK persons) and under the DFSA Conduct of Business rulebook (where addressed to DIFC persons). It is not directed at, and should not be relied upon by, Retail Clients.

The information on this website is general information about First Boston Capital and the services we provide. It does not constitute investment advice, a personal recommendation, an offer to buy or sell any security, or a solicitation of any offer to buy or sell any security.

Past performance is not a guide to future results. The value of investments and the income from them can fall as well as rise and is not guaranteed.

Complaints

If you have a complaint about our services, please contact our Compliance team at compliance@firstbostoncapital.co.uk. We will acknowledge your complaint promptly and respond in accordance with the applicable regulatory complaints-handling rules (FCA DISP for UK clients; DFSA COB for DIFC clients). UK clients may be entitled to refer an unresolved complaint to the Financial Ombudsman Service.

Data protection

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